0001033475-11-000003.txt : 20110330
0001033475-11-000003.hdr.sgml : 20110330
20110330163132
ACCESSION NUMBER: 0001033475-11-000003
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20110330
DATE AS OF CHANGE: 20110330
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: REDDY ICE HOLDINGS INC
CENTRAL INDEX KEY: 0001268984
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 562381368
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-81078
FILM NUMBER: 11722480
BUSINESS ADDRESS:
STREET 1: 8750 NORTH CENTRAL EXPRESSWAY
STREET 2: SUITE 1800
CITY: DALLAS
STATE: TX
ZIP: 75231
BUSINESS PHONE: 214 526 6740
MAIL ADDRESS:
STREET 1: 8750 NORTH CENTRAL EXPRESSWAY
STREET 2: SUITE 1800
CITY: DALLAS
STATE: TX
ZIP: 75231
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: AVENIR CORP
CENTRAL INDEX KEY: 0001033475
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 541146619
STATE OF INCORPORATION: VA
FISCAL YEAR END: 0131
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: 1725 K STREET NW
STREET 2: SUITE 401
CITY: WASHINGTON
STATE: DC
ZIP: 20006
BUSINESS PHONE: 2026594427
MAIL ADDRESS:
STREET 1: 1725 K STREET NW
STREET 2: SUITE 401
CITY: WASHINGTON
STATE: DC
ZIP: 20006
FORMER COMPANY:
FORMER CONFORMED NAME: AVENIR CORP/DC
DATE OF NAME CHANGE: 19970225
SC 13D/A
1
frz13d2011amndt2.txt
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES AND EXCHANGE ACT OF 1934
(Amendment No. 2)*
Reddy Ice Holdings, Inc
-------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value of $.01 per share
-------------------------------------------------------------------------------
(Title of Class of Securities)
75734R105
-------------------------------------------------------------------------------
(CUSIP Number)
Peter C. Keefe
Avenir Corporation
1775 Pennsylvania Ave NW
Suite 650
Washington DC, 20006
(202) 659-4427
-------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
March 29, 2011
-------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box: [ ]
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 240.13d-7 for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13D
------------------ ------------------
CUSIP No. 75734R105
------------------ ------------------
---------- ---------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Avenir Corporation
I.D. No. 54-1146619
---------- ---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
---------- ---------------------------------------------------------------------
3 SEC USE ONLY
---------- ---------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO
---------- ---------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) [ ]
---------- ---------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------- -------- --------------------------------------------------
7 SOLE VOTING POWER
942,036
NUMBER -------- ---------------------------------------------------
OF SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH -------- ---------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON WITH 942,036
---------- ---------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
----------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON
942,036
----------- --------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
----------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.1%
----------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IA
----------- --------------------------------------------------------------------
SCHEDULE 13D
------------------ ------------------
CUSIP No. 75734R105
------------------ ------------------
This Schedule 13D/A ("Schedule") is being filed on behalf of Avenir Corporation
("Avenir"), a Virginia corporation and amends the Schedule 13D/A filed
on March 18, 2011 on behalf of Avenir. This Schedule relates to the common
stock, par value $0.01 per share, of Reddy Ice Holdings Inc., a Delaware
corporation (the "Issuer"). Unless the context otherwise requires, references
herein to "Securities" or "Shares" are to such common stock of the Issuer.
Item 3. Source and Amount of Funds or Other Consideration.
The Securities of the Issuer were primarily acquired on behalf of the
investment advisory clients of Avenir under sole or shared discretionary
authority granted Avenir. In addition, Avenir and/or its principal officers
and employees purchased Shares in the Issuer for their personal accounts. The
aggregate amount of funds used to purchase the Securities reported in this
filing totaled approximately $6,421,957. In addition, none of the proceeds
used to purchase the Securities were expressly provided through borrowings,
though certain accounts managed by Avenir may carry margin balances from time
to time.
Item 4. Purpose of Transaction
Filing this Form 13-d will permit Avenir to consult with Reddy's management on
a wide range of matters relating to protecting and enhancing existing
shareholder value. Such matters may include, but are not limited to, capital
structure, capital allocation, management and strategic direction.
Item 5. Interest In Securities Of The Issuer
(a) The aggregate number and percentage of Securities to which this
Schedule 13D relates is 942,036 shares of the common stock of the Issuer,
constituting approximately 4.1% of the 22,944,080 shares outstanding.
(b) Avenir generally has the sole power to dispose of or to direct the
disposition of the Securities held for discretionary accounts of its investment
clients, and may be granted the sole power to vote or direct the vote of such
Securities; such powers may be retained by or shared with the respective clients
for shared or non-discretionary accounts, for which Avenir generally makes
recommendations with respect thereto.
(c) All purchase or sale transactions in the Securities for the past
60 days are on Schedule A.
(d) The investment advisory clients of Avenir have the sole right to
receive and, subject to notice, to withdraw the proceeds from the sale of the
Securities, and the sole power to direct the receipt of dividends from any of
the Securities held for their respective accounts. Such clients may also
terminate the investment advisory agreements without penalty upon appropriate
notice.
(e) Avenir ceased to be a beneficial owner of more than five percent
of the shares outstanding on March 29, 2011.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect
to Securities of the Issuer
The powers of disposition with respect to Securities owned by discretionary
private accounts of Avenir are established in written investment advisory
agreements between clients and Avenir, which are entered into in the normal
and usual course of the business of Avenir as a registered investment advisor
and which are generally applicable to all securities purchased for the benefit
of each such discretionary private account. There are no special or different
agreements relating to the Securities of the Issuer.
The written investment advisory agreements with clients do not contain
provisions relating to borrowing of funds to finance the acquisition of the
Securities, acquisition of control, transfer of securities, joint ventures,
or any of the other transactions listed in the instructions to Item 7 of
Schedule 13D other than voting of proxies. In connection with voting, Avenir
may be allowed or directed to vote the proxies received by accounts classified
as "discretionary" or "shared" accounts; such authority is generally retained
by the clients for accounts classified as "non-discretionary".
Item 7. Material to be Filed as an Exhibit
SCHEDULE 13D
------------------ ------------------
CUSIP No. 75734R105
------------------ ------------------
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
March 30, 2011
-----------------------------------
Date
/s/ Peter C. Keefe
-----------------------------------
Signature
Peter C. Keefe, President
-----------------------------------
Name/Title
SCHEDULE 13D
------------------ ------------------
CUSIP No. 75734R105
------------------ ------------------
SCHEDULE A
PURCHASE ("BY") AND SALE ("SL") TRANSACTIONS SINCE THE MOST RECENT FILING OF
SCHEDULE 13D
All purchases and sales listed below were normal, open-market transactions.
Average
Transaction Per
Type Date Quantity Total Price Share
SL 2/14/2011 34921 117719.91 3.37
SL 2/15/2011 23493 77360.95 3.29
SL 2/16/2011 156579 508871.87 3.25
SL 2/17/2011 200 647.98 3.24
SL 2/22/2011 2400 7744.09 3.23
SL 2/23/2011 6100 19293.93 3.16
SL 2/24/2011 20000 62399.65 3.12
SL 2/25/2011 20000 62184.79 3.11
SL 2/28/2011 20000 62742.76 3.14
SL 3/2/2011 5192 16094.88 3.10
SL 3/3/2011 2413 7387.75 3.06
SL 3/4/2011 2336 7208.10 3.09
SL 3/7/2011 20000 61488.79 3.07
SL 3/8/2011 20000 62398.77 3.12
SL 3/9/2011 1800 5721.00 3.18
SL 3/10/2011 14600 45555.48 3.12
SL 3/11/2011 49411 152029.76 3.08
SL 3/14/2011 4750 14652.19 3.08
SL 3/15/2011 20000 59172.85 2.96
SL 3/16/2011 250 719.93 2.88
SL 3/17/2011 4000 11555.77 2.89
SL 3/23/2011 50000 149842.09 3.00
SL 3/24/2011 8600 25463.26 2.96
SL 3/25/2011 28699 86669.29 3.02
SL 3/28/2011 20000 59934.83 3.00
SL 3/29/2011 250000 754985.32 3.02